[India]
has always been the land of imaginative aspiration, and appears to us still as
a fairy region, an enchanted world... The character of Spirit in a state of
dream [is] the generic principle of the Hindoo nature...
-
Hegel
Chapter One
Conquest and Mystification
At
the easternmost reach of the inhabited world, beyond which lies nothing but
empty desert, there is an enormous country populated with fantastic animals as
well as strange nations and tribes. It is a place of mighty banyan trees, of a
sun so hot it appears ten times its ordinary size, of multiple great rivers fed
by torrential rains. Gryphons and satyrs roam there along with gigantic
elephants, deadly snakes, multicolored peacocks and parrots, fierce jackals,
and manlike monkeys. Its human population is more numerous than that of any
other land. The people in the North are tall and fair, resembling Egyptians,
while those in the South are dark skinned, like Ethiopians, though lacking
their wooly hair. The northerners, long lived and free of disease, wear brightly
colored clothing ornamented with jewelry of gold and sparkling stones. Settled
agriculturalists, their land is so bountiful it sustains two growing seasons
every year. Organized into stable classes, they are ruled by kings who live in
opulent palaces graced by pleasure gardens, and are guided by wise
philosophers, who, like Plato, teach the immortality of the soul. The people of
the North pay a tribute in gold to the Persians which they acquire effortlessly
in their deserts from deposits left by huge gold-burrowing ants. Bizarre
nomadic tribes are scattered throughout the rest of the country including
pygmies, cannibals, breastless Amazons, men without noses, giants five fathoms
tall, headless people, as well as those with feet so large they are able to use
them as umbrellas, shielding themselves from the sun while lying on their
backs. The entire land is wealthy in ordinary crops, herd animals, and gold,
but also in beautiful gems, shimmering silk, exotic spices, and potent drugs.
This
is the view of India that arose in Greece between the sixth and fourth
centuries B.C., was passed on to the Romans when they superceded the
Greeks as the center of the ancient Mediterranean world, and migrated to
Northern Europe after the Roman Empire fell under the impact of the barbarian
invasions. Its principal sources lie in the writings of four men: Scylax of
Caryanda, a Greek officer sent by Darius, the ruler of Persia, around 515 B.C.
to reconnoiter the Indus valley, his easternmost province; Herodotus who wrote about
India half a century later in The Histories, his famous treatment of the
Persian wars; Ctesias of Cnidus, critic of Herodotus, who authored The
Indica in 400 B.C., the first foreign book devoted exclusively to
India; and Megasthenes, Macedonian ambassador to the court of the Mauryas, who
resided in the Gangetic plain and wrote extensively about Indian institutions
and customs around 300 B.C., in the aftermath of Alexander the Great=s invasion and ultimate retreat from the subcontinent.
At
first consideration, there appears to be nothing astonishing about the
phantasmagorical elements in the picture of India that emerges from the work of
these men. After all, the Greeks did not hesitate to weave mythical threads
into the fabric of their own history, as the Homeric accounts of the war with
Troy and its aftermath attest. According to the Ionian poet, the event that
initiates the martial drama described in the Iliad consists in an attack
by Apollo on the Achaens in response to Agememnon=s
arrogant rebuff of an Apollonian priest. Moreover the progress of the war is
marked by the intervention of numerous divine figures motivated by both their
patronage of opposing mortal combatants and their Olympian rivalries with one
another. The vain and jealous gods and goddesses, plaintive ghosts, one eyed
giants, and seductive sirens of the Iliad and the Odyssey seem
appropriate company for the gryphons, satyrs, giants, headless people, and
other odd creatures thought to inhabit the Indian subcontinent. But it is
important to remember that the Homeric epics were composed no later than the
mid-seventh century B.C., and refer to events that probably occurred six
hundred years earlier. In contrast, when Scylax and the others authored their
accounts of India they were writing about the contemporary period. Moreover
they were doing so at a time when Greece was in the throws of what later
historians have called, after the eighteenth century European model, an AEnlightenment.@
The
ancient Greek Enlightenment had both a natural and social dimension. It began
in the sixth century B.C. with the work of such figures as Xenophanes,
Anaximander, and Anaximenes. These natural philosophers challenged the
tradition of mythical cosmology - represented most significantly by Hesiod=s poem, the Theogony - by appealing to
impersonal, material principles of explanation. They argued that it was
possible to account for the origin and structure of the visible universe by
postulating a primordial substance or set of elements undergoing processes of
condensation, rarefaction, rotational motion, and so on, without any need to
refer to the supposed amorous or martial interactions of gods, goddesses,
demigods, and titans. This revolution in natural philosophy was soon followed
by a rejection of mythical approaches to understanding human affairs. In
particular, the Sophists, those much maligned itinerant teachers of the fifth
century B.C., argued that society could not be explained by reference to
any supra-human, divine standard. According to Gorgias, Protagoras, and others,
the astonishing variety in the ways different cities and nations have ordered
themselves demonstrates that such communities are established on nothing more
than relative, customary foundations. They are the products of entirely human
beliefs, desires, and norms; creatures of variable nomos, not eternal physis. In addition, the political and
military events that unfold within and between societies are not the result of
any divine intervention or manipulation. They are the collective effects of
human actions based upon perfectly ordinary, even disreputable, needs and
desires, especially those for wealth, pleasure, honor, and power over others.
The
enlightened effort to explain human affairs by reference to immanent rather
than transcendent forces marks the transition from the mythical epics of Homer
to the down-to-earth narratives of the fifth century historians. In the opening
sentence of The Histories, for example, Herodotus gives the following
account of his motive for writing:
These
are the researches of Herodotus of Halicarnassus, which he publishes, in the
hope of thereby preserving from decay the remembrance of what men have done,
and of preventing the great and wonderful actions of the Greeks and the
Barbarians from losing their meed of glory; and withal to put on record what
were their grounds of feud.
To preserve from decay the
remembrance of what men have done, not what the gods or goddesses have
accomplished by pulling the strings of
human puppets; to put on record their grounds of feud, not the
passions and jealousies of divine actors and actresses nor those of their
marvelous or monstrous progeny.
Why
then does the dominant view of India, developed while the Greeks were in the
midst of their Enlightenment, retain such decidedly mythical elements? (Even
Herodotus, who avoids mention of the more fantastic human-like creatures
reported by Scylax, Ctesias, and Megasthenes, has no qualms describing the
giant gold-burrowing ants, swift as horses according to him, that were supposed
to supply Darius= tribute.)
In
the most general terms, the answer to this question lies in the fact that
enlightenment was never completely achieved in ancient Greece, any more than it
was in northern Europe more than two thousand years later. First of all there
was a reaction against the new secular learning on the part of religious
traditionalists. Sophists, who were beginning to exercise considerable
influence on the youth of the upper classes, were often brought to trial by
anxious elders for teaching against accepted religious doctrine. Even Socrates= enemies brought him before the Athenian court on a
charge (which he vigorously contested) amounting to the claim that he was a
Sophist and an atheist, a charge that resulted, as everyone knows, in his
conviction and execution. But secondly the battle for completely demythologized
modes of explanation was difficult to win even in the case of those drawn to
the life of rational inquiry and conversation. As we shall see when we examine
Mircea Eliade=s work in a later chapter, mythical traditions offer
believers comprehensive and reassuring frameworks of meaning that natural
scientific and mundanely historical kinds of knowledge are in no position to
rival.
Consider,
for example, Plato=s middle dialogues, such as the Phaedo, the
Phaedrus, and the Republic, where we witness in vivid literary form
reason straining from the burden of insights it attempts to bear but must in
the end be expressed mythically. Such insights - among them those concerning
the fate of the soul and the nature of the Good, the highest object of
intellectual apprehension - are truths about Being so profound Plato believed
them to exceed the limits of discursive articulation. So he chose to express
them in stories about the souls= assent on winged chariots to the celestial realm of
eternal forms, in tales about the glorious true earth located far above the
miasmic pit where we normally live, and in the famous allegory of the cave in
which the knower is dazzled by its vision of the Good the way eyes are blinded
while staring at the sun. For Plato, logos can support some of the
meaningful load mythos once carried in the religious and poetic
traditions, but it cannot wholly supplant it.
If
enlightenment achieved only a partial victory in the work of the most important
of Greek philosophers, it is not surprising that its triumph was also limited
in the case of the ancient historians. While Herodotus, Thyucidides, as well as
a host of lesser chroniclers were writing empirical and humanistic histories of
Greece and its military campaigns, India became the repository for an
ineliminable residue of mythic imagination. In part this had to do with India=s position in the geography of the period. As that
region of the inhabited world that was supposed to lay furthest to the east and
whose full extent was still shrouded in mystery, it functioned as a symbolic as
well as physical extremity, well positioned to serve as refuge for the
creatures of myth that were in the process of being driven out of the Greek
homeland. This role no doubt was facilitated by India=s possession of an exotic fauna that must have seemed
little short of mythical to Greek visitors. For those who served there as
agents of the Persians, accompanied Alexander, or followed in his wake, there
must have appeared to be no real categorical difference between a gryphon and
an elephant, a satyr and a monkey. Moreover the fact that many Awild@ tribes still inhabited the tropical forest, as yet
unsubjugated by the rising kingdoms of the region, made rumors of headless
people seem plausible, as well as those concerning Amazons, noseless men,
giants, and so forth, all clearly relatives of the bizarre and dangerous
creatures Odysseus encountered in his homeward travels.
2.
One
aspect of the composite picture of India we have been considering that does not
appear to have anything to do with myth concerns the Greek fascination with
Indian wealth. For that fascination has an undeniably objective basis in the
unique directions pursued by India and Greece as variant expressions of ancient
agrarian society.
To
begin with, however, there are striking parallels in the social development of the
two regions stretching over a course of approximately five thousand years. In
both places settled farming communities emerged around 6000 B.C. where
people cultivated cereal crops, domesticated animals, and made pottery and
other containers for storing and transporting produce, water, and seed. These
late neolithic achievements allowed the production of a sizeable material
surplus for the first time in human history. The availability of such a surplus
in turn permitted the development of exploitative class relations in which a
small part of society was able to live by siphoning off a portion of what had
been created by the toil of others.
In
both India and Greece, the emergence of class society, which took several
millennia to complete, resulted in the crystallization of a state power that
served as the primary instrument of exploitation. The Harappan civilization in
the Indus valley and the Minoan and Mycenaean civilization in the Hellenic
world arose within a few centuries of one another around the end of the third
millennium B.C. Though Harappa and its sister cities seem to have had
somewhat more egalitarian characteristics than their Greek counterparts (based
on relative differences in square footage between the least and most affluent
urban apartments), each supported administrative and repressive apparatuses
that extracted surplus from the peasantry in the form of taxes and
redistributed it to an aristocracy that was therefore dependent on the state
for its wealth, power, and status. In permitting an efficient exploitation of
the rural producers, such redistributive mechanisms also generated the
accumulations of wealth and leisure necessary for developing the arts of
civilization, including architecture, city planning, and writing.
Around
1700 B.C., however, the Harappan civilization collapsed suddenly
followed by the equally rapid disintegration of Minoan and Mycenaean
civilization a few hundred years later. In each area the precipitous breakdown
seems to have been due to the climactic and environmental changes that followed
in the long wake of the glacial recession marking the end of the most recent
ice age. In Greece and India ADark Ages@ several
hundred years long ensued. They were characterized by regression in the
conditions of civilized life, including loss of writing, as well as by
political fragmentation and endemic warfare between rival clan confederations
and kingdoms. These are the periods of violent struggle subsequently
immortalized in the epic literature of the two societies: the Iliad and Odyssey
in the case of Greece, and the Mahabharata and Ramayana in that
of India.
At
the culmination of their respective Dark Ages, in each case around the end of
the sixth century B.C., the histories of agrarian society in Greece and
India began to diverge significantly. In the two regions the endemic warfare
between tiny confederations and kingdoms came to an end. But what followed were
very different ways of producing the material conditions of life and organizing
political power.
In
Greece and its outlying colonies in Europe and Asia Minor, hundreds of city
states formed where the autocratic rule of the old Homeric kings was superceded
by civic forms of authority, most completely expressed in the Athenian
democracy. To be sure, even Athens remained an agrarian society in the sense
that both the vast majority of its laboring population engaged in agricultural
work, and land was the primary source of the wealth that sustained all other
activities. Nevertheless the urban center served as the dynamic arena in which
political affairs were decided and most forms of culture produced. Here free
born citizens met in open assembly where they debated and voted on public policy,
and served by means of rotating lotteries on executive and judicial bodies. In
addition to determining and implementing political decisions, the life of the
free citizen was devoted, apart from necessary work, to participating in the
theater, athletic contests, poetic recitals, drinking parties, philosophical
conversations, and so on familiar from the literature of the period.
Yet
supporting the civic freedom of Athens, as well as that of the less fully
democratic city states, was a class of slaves in most cases outnumbering the
free born population. Its members labored on the farms, orchards, and vineyards
in the countryside as well as performing craft, mercantile, and other functions
in the urban centers. Now it is possible
to exaggerate the role of slave labor in the productive process of classical
Greece. There were free born citizens who did the same work as slaves,
sometimes as wage laborers, more often as independent producers. Many labored
alongside one or two slaves of their own. In fact the Athenian democracy was
primarily the instrument of such free workers and their merchant brothers - the
so called commoners, or banausoi - for securing their interests against
relentless aristocratic pressure to adopt new forms of autocratic rule. Still
it remains true that slaves were the primary human force of agricultural
production, especially on the large landed estates, and that they were the sole
source of labor for the most dangerous and onerous kinds of work. Countless
numbers, for example, perished from hellish toil in the infamous silver mines.
Just
as important as its contribution to material production, however, was the role
slavery played in defining the nature of civic freedom. The rest of the ancient
world was characterized by a gradation of forms of servitude that included
various kinds of bondage and subservience in addition to chattel slavery.
Greece alone was marked by a stark contrast between two utterly distinct social
conditions. As a matter of law and political culture, the freeborn citizen was
the polar opposite of the Greek slave. That is to say, freedom, and therefore
status as a genuine member of society, had meaning precisely as what the slave
lacked. It consisted in the autonomy, the condition of self-rule that was the
antithesis of existence as the property of an owner, as the Aanimate instrument,@ in
Aristotle=s phrase, of someone else=s will.
While
the presence of a huge class of slave laborers thus sustained Greek society
both economically and politically, it also served as a barrier to its
development, a boundary beyond which it was unable to pass.
In
spite of its undeniable intellectual and cultural achievements, Greece remained
poor throughout its history. On a terrain that was remarkably varied
considering the limited area involved, the Greeks raised corn and other cereal
crops, cultivated olives and grapes, and grazed sheep, cattle, and horses. But
farmers and herdsmen were able to produce only a relatively small surplus of
such items. One indication of this paucity is the diet that was common among
independent rural producers, at least those who did not belong to the wealthy
aristocracy: barley meal, olives, wine, a little fish as a relish, and meat
only on major holidays.
Production
naturally was not limited to agricultural goods. In addition to farming and
herding, rural households engaged in craft manufacture devoted to local use,
while urban workshops producing for the marketplace became increasingly
important as city life developed from the end of the Homeric period. In
addition commodity exchange in the port city of Athens and elsewhere had
pronounced international dimensions. In the same markets that handled Greek
merchandise, buyers encountered goods from all over the known world, brought
back by maritime traders who made full use of the unparalleled opportunities
for transport offered by the placid Mediterranean ocean. Still crafts and
foreign trade as well were inevitably restricted by the limited agricultural
surplus that served as the foundation of all wealth.
In
part the modest character of the material basis of classical Greece can be
accounted for by the aridity and thinness of its soil. By the sixth century B.C.,
thousands of years of stormy weather had leached much of the ground, washing
its nutrients into the sea. But ecological conditions do not by themselves
explain Greek poverty. For the Greeks failed to develop the advanced techniques
of fertilizing, terracing, and irrigation that might have restored productivity
to the soil, and this was so for historical, not ecological, reasons. The
predominance of slavery as the living source of agricultural surplus blocked
progress because the juridical status of slaves as mere property left them
without any incentive to develop farming or herding methods. Such lack of
innovative will pertained to craft technique as well. The historical
precondition of the political and cultural greatness of Greece was also the
source of its enduring poverty.
At
the end of its Dark Ages, India took a direction very different from Greece
with respect to both state formation and the associated emergence of a mode of
production involving a specific form of the exploitation of labor. Both
developments occurred far to the east of the original Harappan home of Indian
civilization, on the rich soil of the Gangetic valley.
The
alluvial plain formed by silt deposits from the monsoon fed Ganges offered a
far more promising environment for farming than did the depleted Hellenic soil,
especially since subtropical conditions permitted two annual growing seasons.
But such ecological treasures are no more sufficient to account for the
fecundity of India than the corresponding environmental deficits suffice to
explain the limited productivity of Greek land. The Gangetic plain was
initially covered with hundreds of miles of thick forest which had to be
cleared to make way for farmland. Such an ambitious project required the
mobilization of work gangs as well as the production and use of expertly
crafted iron implements such as axes, hoes, and ploughshares. New centralized
states consolidated in the process of bringing these resources together, while
at the same time subjugating by military force the forest tribes who resisted
destruction of their age old territories.
Buddhist
texts record that, by the time Siddhartha was born into the Shakya tribe in the
Himalayan foothills around 563 B.C., four kingdoms had emerged as
dominant powers in a region stretching from the Hindu Kush to modern day Bihar:
Malla, Vrijji, Kosala, and Magadha. Of these, Kosala and Magadha were the most
powerful states of the period; their struggle for control of the Gangetic plain
in fact determined the subsequent course of Indian history. By the time Buddha
passed into his parinirvana, his final liberation from the cycle of
birth and death, at the age of eighty, Magadha had already begun to prevail
over its rival. Some two hundred years later, it came to form the political core of the expansive Mauryan
Empire under the brilliant and ruthless leadership of the probable shudra
upstart, Chandragupta I. During this period the forces of production were fully
unleashed throughout the Gangetic plain and a characteristically Indian form of
the exploitation of labor was invented.
According
to the Arthashastra, a manual of statecraft reputed to have been
written by Chandragupta=s wily brahmin minister, Kautilya, the king was the
owner of all the land and water in his domain. The taxes he extracted from the
peasantry - equal to between one fourth and one sixth of the agricultural
produce, depending upon the fertility of the farm - as well as the special
labor services owed by peasants to the state, were simply forms of ground rent
due the king for allowing use of his land. This claim to private property was
no more than an imperial assertion, however, vigorously contested by popular
social forces. The Magadhan and Mauryan rulers attempted to enforce the claim
only on the land created by Gangetic forest clearance, since the virgin
territory was farmed by immigrant labor without roots in the area. But over the
course of time, even on the new farms and the villages that sprang up around
them, old tribal principles of communal ownership began to reassert themselves.
From their perspective, the king was an agent of the people, and the king=s taxes were justified only as payment for protecting
his countrymen from foreign invaders and maintaining public works beneficial to
all. This partially successful reassertion of tribal norms prevented the rural
producers of India from being reduced to the status of mere serfs or slaves. It
left them in effective collective possession of the land - though subject to a
substantial tax - with an incentive to improve its fertility, exactly the
motive for progress the slave laborers of classical Greece lacked.
Slavery
indeed existed in India, but as a marginal phenomenon, unable to impress its
character on the labor process as a whole. Instead that process was shaped by
what the Portuguese were later to call the Acaste@ system, itself the result of a complex interaction
between varna - the ideal Vedic status divisions of brahmin, kshatriya,
vaishya, and shudra - and jati - endogamous groups related by birth and
specializing in particular crafts and other vocations. Principles of rigid
inequality were certainly built into the caste system, but its developed
specialization of labor and orderly transmission of technique from one
generation to the next played an important role in unleashing the human forces
of production, and so in creating the remarkable wealth of Magadhan and Mauryan
India.
Since
slavery was not the dominant form of labor exploitation, its polar opposite,
freeborn citizenship, never achieved the political and social salience it
enjoyed in classical Greece. There was nothing corresponding to the
self-governing polis in India. Though towns and cities grew, especially along
the trade routes that increasingly brought the spices and gems of southern
India northward, they did not function as centers of civic self-government, the
larger cities in particular being dominated by the palace complexes residing at
their centers. Yet there was a dazzling development of all sorts of craft
production by urban guilds, as well as the creation of luxurious buildings and
gardens with their attendant forms of gracious living, all supported by the
massive surplus extracted from the peasantry by the state=s fiscal machinery.
From
this discussion, it is easy to see that Greek fascination with Indian wealth
had its basis in a very real and fundamental divergence of ways of organizing material production and
political rule. Yet in reading the accounts of Scylax, Herodotus, Ctesias, and
Megasthenes, it is impossible to avoid the impression that there is more to
their fascination than purely objective factors can account for. For these
authors, the wealth of India is not merely massive, it is created almost
spontaneously, dug up by giant gold-burrowing ants, or born of land so fertile
it requires little in the way of human intervention. Moreover the people who
reside in the Indus and Ganges valleys not only lead luxurious and graceful
lives. They do not suffer from disease, and their numerous and happy days on
earth come to a gentle end. These are mythical themes whose source is quite
different than the Homeric stories of monstrous creatures encountered on
voyages beyond the Greek homeland, a source that lies instead in the work of
one of Homer=s poet contemporaries:
First of
all the deathless gods who dwell on Olympus made a golden race of mortal men
who lived in the time of Cronos when he was reigning in heaven. And they lived like gods without sorrow of
heart, remote and free from toil and grief: miserable age rested not on them;
but with legs and arms never failing they made merry with feasting beyond the
reach of all evils. When they died, it was as though they were overcome with
sleep, and they had all good things; for the fruitful earth unforced bore them
fruit abundantly and without stint. They
dwelt in ease and peace upon their lands with many good things, rich in flocks
and loved by the blessed gods.
The
passage is from Hesiod=s Works and Days, written around 700 B.C.,
though the idea of a golden race and a perfect age in which it lived surely
harks back to a more ancient popular tradition. According to Hesiod, the gods
created four generations of beings before our own, the golden race described in
the passage cited above, a race of silver, one of bronze, and one of
belligerent demigods. The current race is an iron one, so-called, no doubt,
because iron is the metal from which the implements of war are made as well as
those of hard agricultural labor. The general direction of history is thus one
of degeneration, and our own race, as the last in the series, contrasts sharply
with the first, golden children of the gods. Hesiod=s lament for the modern condition, which follows at
the end of his account of the succession of creaturely generations, is
appropriate to a world experiencing the acute misery brought on by warring
states and ruthless exploitation:
Thereafter,
would that I were not among the men of the fifth generation, but either had
died before or been born afterwards. For now truly is a race of iron, and men
never rest from labour and sorrow by day, and from perishing by night; and the
gods shall lay sore trouble upon them.
The
ascendency of the city state did not put an end to either exploitation or
warfare - far from it. The consolidation of the slave mode of production, the
long war with Persia, the bloody Peloponnesian struggle between Athens and
Sparta, and the final destruction of civic freedom by the new Macedonian Empire
made Hesiod=s lament seem even more relevant to the centuries
following his own. It is unsurprising then that, between the sixth and fourth
centuries B.C., the utopian imagination of the Greeks, their penchant to
find somewhere a condition free of misery, projected its wishes as far as the
mysterious easternmost limit of the inhabited earth. Unsurprising, perhaps, but
nevertheless ironic, since the contemporaneous rise of class society in India
led people there to believe that they too were living in the kaliyuga,
the most miserable and degenerate phase of human history.
The
subtitle of this book is Western Denials of Indian History, but nothing
in the discussion so far is meant to presume that ancient Greece was a Awestern@ nation
in anything more than the obvious sense that it lay to the west of India and
Persia. Greek society and culture grew up on the east coast of Europe and the
west coast of Asia; Homer himself, after all, was from Smyrna, and Herodotus
from Halicarnassus, both in Asia Minor. When Mediterranean Antiquity fell in
its final incarnation as the Roman Empire, the legacy of Greek learning was
passed on to northern Europe to be sure, but also, and even more vibrantly, to
the Arab world. It was only with the advent of the capitalist mode of
production hundreds of years later that a newly expansionist Europe claimed
ancient Greece exclusively as its own.
Roman
authors, including the natural historian Pliny the Elder and the geographer
Strabo, preserved Greece=s largely phantasmagorical view of India near the
beginning of the first millennium, allowing it to be transmitted north in the
wake of the barbarian invasions. But they did not add much of importance to
this view, except in two respects. They came to understand that there was
inhabited land east of India, dimly recognizing China=s existence; and they began to see Indian wealth as a
resource important to Rome.
AIndia is
brought near by lust for gain,@ Pliny the Elder wrote. He was not referring to imperial
conquest. Alexander=s failure to secure a permanent foothold in the
Gangetic valley or even the Punjab was an object lesson the Romans did not
forget. What the author of the Natural History had in mind with his assertion
was the amassing of fortune through commerce. For some time, Italian merchants
had been traveling to India in significant numbers by both sea and overland
routes, bringing home parrots, domesticated monkeys, wool, silk, fine muslin,
pearls, ivory, diamonds, rubies, tortoise shell, spices (especially pepper),
and female slaves. They sold nearly all of these commodities to wealthy
aristocrats, firmly establishing India as a major source of supply for the
luxury trade. But since they paid for their merchandise with gold and silver
coins minted in Rome, the net result was a drainage of metal currency that more
than one conservative moralist came to lament. Medieval Europe would later
repeat this pattern, the search for new sources of gold and silver to replace
what had been lost in trade to India acting as a motive for the great voyages
of discovery that initiated European expansion.
3.
With
the Christianization of first the Mediterranean countries and then northern
Europe in the centuries following the Fall of Rome, the ancient Greek view of
India underwent a transformation as it was filtered through the new religious
ideology. Its two basic mythical dimensions remained - the Homeric dimension of
human and animal monstrosity and the Hesiodic one of a golden race - but they
were reformulated in light of the Old and New Testament narratives.
According
to the Book of Revelation, at the end of days when the Four Horsemen
carry out the wrath of God against a world mired in sin, Satan will rally the
barbaric nations Gog and Magog, descended from Japhat, Noah=s son, and send them into battle against the righteous.
The medieval Christians identified the bloodthirsty inhabitants of these
biblical lands with the monstrous tribes of India. The only thing that was
supposed to prevent them from overrunning the Christian nations in advance of the Apocalypse was an impregnable wall
Alexander the Great was said to have built before he was turned back at the
Ganges. Yet for medieval Christendom, India was not only the location of Satan=s future horrific minions. Somewhere just west of Gog
and Magog was the Terrestrial Paradise, the Garden from which Adam and Eve had
been expelled for eating the fruit of the Tree of Knowledge. Appropriately, the
life giving waters of the Indus and the Ganges originated there. Like the lands
of the demonic warrior tribes, the Garden of Eden was surrounded by an
insuperable barrier, but this one was the work of no human hands. It was an
instrument of divine punishment, now guarded by an angry angel charged with
preventing fallen humanity from returning to its first paradisal home. In this
manner, the Greek myths of monstrosity and paradise came to lead a second life
in the Middle Ages. Through figures of thought drawn from Revelation and
Genesis, Christian Europe was able to incorporate India into the entire
sweep of sacred history, allotting it a mystical role at both the beginning and
the end of time.
The
society that elaborated these new myths was quite different than the ancient
one that had dreamed up their paradigm. This difference was more than a matter
of religious thought; it also concerned the most fundamental economic and
political structures. The world that emerged after the Fall of Rome was the
hybridized product of Mediterranean slave society on the one hand and the
tribal institutions of the invading barbarian bands on the other.
Agricultural
estates farmed by servile labor were the enduring legacy of Greece and Rome,
but in feudal Europe they were worked by serfs rather than slaves. Though the
new direct producers were attached to the land of their lords, owing them labor
services as well as a percentage of their crops, they enjoyed a juridical
status superior to their predecessors. Unlike slaves, serfs were protected to
some extent by customary rights, while the villages where they lived and the
common lands available for their use preserved something of the communal
character of the old tribal order.
The
feudal polity also differed from the Greek and Roman states. In spite of the
development of important urban areas, it was dominated, culturally as well as
politically, by the countryside rather than cities. And in spite of the
persisting fiction of an intact Holy Roman Empire, feudal Europe had neither
the centralized imperial nor territorial unity of the latter day ancient world.
Sovereignty was parcelized in a complex hierarchical order of liege lords and
vassals, upper and lower clerics, while territory was divided into a patchwork
quilt of kingdoms, duchies, baronies, and ecclesiastical states.
Although
the rural societies of the medieval period rarely equaled the intellectual or
other cultural achievements of urban antiquity, they did preserve and sometimes
expand some of its learning through the efforts of the monastic orders. But
even more importantly, they managed to develop the forces of agricultural and
craft production that had been stymied in the ancient world by social relations
based on the exploitation of slaves. In this sense feudalism was a dynamic and
progressive development, at least until the fourteenth century. At that time,
Alexander=s wall finally collapsed and the demonic forces of Gog
and Magog began to overrun Europe.
In
1348 the Black Death reached the European mainland in the form of a bacillus
carried by fleas living in the fur of rats. It seems to have originated in the
Far East about fifteen years earlier, made its way slowly to Constantinople,
from there to Sicily and the Italian peninsula, and from Italy to Spain,
France, Germany, Austria, Switzerland, England, the Netherlands, Scandinavia,
Poland, and Russia. Wherever the bacillus appeared it unleashed bubonic plague
and associated outbreaks of pneumonia. The result was agonizing death, economic
devastation, and social hysteria, a level of misery unprecedented even by the
sanguinary standards of the Fall of Rome or the ensuing Dark Ages. In Paris,
over eight hundred people gave up the ghost every day. Whole villages emptied
and farms were abandoned as rural inhabitants fled the advance of the epidemic.
Many towns banned all travelers. Doctors as well as close family members
refused to visit the beds of the sick, or priests to comfort the dying. In more
than one incident frenzied mobs massacred Jews, the perennial scapegoats of
medieval Christendom. In the Rhineland entranced bands of Flagellants danced
through the streets scourging their flesh while calling on sinners to repent
and join them. The feeling of despair was overwhelming. In sheer demographic
terms the Black Death ended by consuming at least a third, perhaps as much as
two fifths, of the total European population.
Undoubtedly
the epidemic would have been massively destructive under any circumstances, but
it was especially devastating in that it struck at a society already in the
grip of economic and demographic decline. The three hundred years spanning 1000
to 1300 were a period of growth for feudal Europe. Such improvements in
agricultural technique as the invention of the harness for horse ploughing and
the development of the three field system of crop rotation led to the
reclamation of huge areas of virgin forest, swamp, and heath as enterprising
peasants as well as lords converted the wastelands into farms. Increasing food
production in turn permitted a dramatic upswing in the birth rate, the European
population roughly doubling in the period concerned. Towns developed where
artisans produced goods for exchange against the surplus product from the
countryside, and long distance trade in luxury items from Asia grew in response
to the new wealth of the upper classes. Around 1300 however this expansionary
trend reached its limit as the agricultural capacity of the most recently
reclaimed lands proved to be quite restricted at current levels of technique.
The consequence was widespread famine, demographic erosion, urban stagnation,
and curtailment of trade beginning fifty years before the Black Death had even
arrived.
It
was not long before the suffering and death that were first the result of
famine and then of plague as well found an echo in the discord of war. By the
mid-fourteenth century the decrease in rural population posed a serious threat
to the income of the aristocracy. As the enserfed peasantry began to die off in
great numbers, the agricultural surplus that they produced and that served as
the mainstay of seigneurial wealth also shrank precipitously. In order to
recoup their loses, aristocrats turned to the profession in which, after all,
they had been specially trained: they launched armed campaigns in pursuit of
plunder. The attempt to commandeer a declining surplus sometimes took the form
of outright brigandage in which lords and their men preyed on the whole rural
population. But it just as frequently led to more focused struggles within the
seigneurial class. In such bloody and long lived military conflicts as the
Hundred Years War and the War of the Roses, nobles turned their weapons against
one another in desperate attempts to win control of dwindling resources.
In
order to finance their internecine class struggles, the aristocracy imposed
heavy taxes on what was left of the peasantry. At the same time they enacted
laws to reinforce servile conditions by fixing wages at low levels in both town
and country and prohibiting free movement off the manor. In response to their
increasingly onerous burdens, peasants, artisans, and laborers engaged in
rebellions that shook the authority of state, nobility, and church. These
included the victory of an army of artisans over nobles and urban patricians at
the battle of Courtrai in 1309, the peasant uprisings in Denmark in 1340 and
Majorca in 1351, the Grande Jacquerie in Northern France in 1358, and the
Peasant's War in England in 1381. Though most of the rebellions ended in
defeat, they constituted a generalized assault against the existing order that
resulted in significant gains for the exploited classes, especially since the
assault was combined with the strengthened bargaining position that accompanied
labor scarcity. The hierarchical edifice of feudal society began to crack as
wages rose, cereal prices fell, and labor services were commuted to money rents
in a prelude to the abolition of serfdom.
From
the time of the Dark Ages, Europe had lived in the anticipation of its demise.
The small scale societies that slowly emerged in the aftermath of the Fall of
Rome lived at the mercy of the forces of natural and human predation. The
radical insecurities of the period were interpreted in accordance with the
teachings of the New Testament and Church Fathers as the mark of a world that was
growing old, that existed in fact at the end of time. The eschatological
expectations of many were focused on the year 1000, the conclusion of the first
millennium after the birth of Christ. Yet ironically that moment proved to be
not an end but a new beginning. The intricate relations of dependency and
superiority that characterized a now mature feudal society were dynamic enough
to spur economic growth and demographic expansion. When this process came to an
end in the fourteenth century eschatological expectations unsurprisingly
returned. However it was not the whole world that was consumed in the flames of
the ensuing crisis. The Four Horsemen of the Apocalypse indeed appeared. Their
names were famine, plague, war, and social rebellion. But what they brought to
an end was only European feudalism.
Asia,
especially India, played an essential role in this process, and not only
because the Black Death came from the East. The Orient became an irresistible
pole of commercial attraction the pursuit of which enabled Europe to break out
of the stifling confines of its own collapsing social order, and emerge as the
center of a new global economy. The Iberian powers led the way. Spain and
Portugal were already pointed in an expansionist direction by reason of their
involvement in the 700 year old reconquista, the battle to drive out the
so-called AMoors.@ Significantly Columbus sailed in 1492, the very year
the struggle against Islam was finally successful on the Iberian peninsula. The
immigrant Genoese admiral framed his threefold purpose with the Christian
conflict with the Muslims in mind. First he wanted to discover a sea route to
China and India that would enable European merchants to circumvent Islamic
control of the overland trade. Second he promised the Spanish monarchs,
Isabella and Ferdinand, that he would find sources of gold and silver to
replace the metal currency that had drained eastward through commerce with Asia
via the Arab world. And third he wished to accumulate the resources necessary
to fund a Fifth Crusade to liberate Jerusalem, the location of the Holy
Sepulcher, from the control of the Ottoman Turks, thereby restoring to
Christendom its spiritual center. He never reached his intended destination, of
course, though the discovery and conquest of the New World ultimately tapped a
reservoir of precious metals exceeding his wildest dreams. It was left to the
Portuguese explorer Vasco da Gama to discover the first sea route to Asia six
years after Columbus set sail on his initial voyage. After rounding the Cape of
Good Hope, da Gama landed near the port town of Calicut on the Malibar coast on
May 20, 1498, thereby opening the long epoch of western subjugation of the
subcontinent.
Like
his Genoese counterpart, the Portuguese mariner stood on the threshold of the
capitalist world system. The fifteenth century saw the beginnings of four
processes that were variously related but that nonetheless took place on
different continents: the expulsion of the European, especially English,
peasantry from the land by gentry who wished to graze sheep for the
international market in wool; the conquest of the Americas and the failed
attempt to enslave their indigenous population; the trans-Atlantic trade in
African slaves; and the plunder and eventual colonization of India. Together
these processes constituted what Marx called the Aprimitive
accumulation of capital,@ the amassing of those human and material conditions
necessary to initiate a new and fundamentally global mode of production and
exchange. What makes capitalism unique among class societies is that it is not
constrained by any conservative norms - neither by status, nor custom, nor
religious precept - but that it is guided instead by the dynamic and inherently
limitless imperative to accumulate more and more capital. This open ended
imperative compels the capitalist system to transgress all geographical as well
as traditional cultural boundaries, carrying it to wherever profits can be
made. Thus capitalism is the first form of class society that can exist only on
a global scale, though a scale marked from the very beginning by wide zonal
disparities in wealth and power. Now given its unprecedentedly dynamic and
expansive character, neither da Gama nor Columbus nor any of their
contemporaries could envision the world that was on the verge of being born in
the fifteenth century. Though their actions helped create modern capitalist
society, their mentality, their most basic cultural and ideological frame of
reference, was still rooted in medieval Catholicism.
Pope
Urban II had launched the Crusades in 1095 in response to the conquest of
Constantinople by the Seljuk Turks. The Seljuk dynasty was only the first of
many Islamic enemies Western Christians would face both during and after the
next two centuries of war in the Holy Land. In the course of their long
struggle with the followers of the Prophet, Europeans nurtured the hope of
receiving military aid from further east. There was an old tradition dating
back to the apocryphal Acts of Thomas, set down at the beginning of the
third century, that the doubting disciple had been assigned an evangelical
mission in India when the apostles divided the world among themselves following
the Resurrection. He was supposed to have landed on the Malabar coast around 52
A.D., the very region where da
Gama=s ships would dock one and half millennia later. As
the story goes, Thomas preached the gospels on the subcontinent, in the process
establishing a Christian community, and, while he was finally martyred in
India, the church he founded survived. By the twelfth century Thomas= church had swollen in the European imagination to the
dimensions of a mighty nation ruled by a wise king. According to legend, the
Indian ruler, named Prestor John, visited Rome around 1122, and sent the Pope a
letter some forty years later describing the power, wealth, and piety of his
realm. Most importantly, he had met the Persians successfully on the field of
battle. Europeans hoped that, if they could contact him once again, they might
persuade him to take up arms against their Islamic enemies. Marco Polo looked
for the king during his travels in the thirteenth century, and so did the
Portuguese in their search for a commercial route to Asia two hundred years
later. It is true that by the fifteenth century there was a tendency to place
Prestor John in Africa rather than India. The Portuguese explorers who
initiated the large scale slave trade by entering the mouth of the Congo River a
decade and a half before the landing at Calicut were in search of him. Still
the Prestor had not been definitively dislodged from the site of Thomas= supposed martyrdom. The Portuguese arrival on the
Malabar coast had the understandable effect of reviving the legend in its
original form.
When
Vasco da Gama rounded the Cape of Good Hope he was looking for treasure troves
of pepper, ginger, cloves, nutmeg, and cinnamon. There was an enormous and
growing market in Europe for these spices, since the upper classes in
particular had learned to value them as medicines and aphrodisiacs as well as
indispensable condiments. But da Gama and his men also expected that they would
encounter Prestor John. According to an entry dated March 22 1498 in an
anonymous journal that survived the voyage, the ship=s company captured two Indian Christians who told them
that the fabled monarch lived so deep in the interior that he was reachable only
by camels, though he also controlled cities on the nearby coast, important
entrepots for spices and other luxury goods. There is no further documentation
concerning the identity of these informants, though they very well may have
been Christians since branches of Eastern Orthodoxy had been established in
India as early as the fourth century. But neither da Gama nor any of the
Portuguese who followed him ever found Prestor John. Moreover, the admiral soon
discovered that the port towns that conducted the luxury trade were controlled,
not by Christians, but by Muslim sultans and petty Hindu rulers, or zamorins.
Even
without the assistance of Prestor John, da Gama launched a double campaign
against the heathenish Moors and for control of the spice trade, a campaign the
Portuguese would continue to wage over the next century of their hegemony in
the region. First he returned to Portugal with a cargo that sold for sixty
times the cost of his voyage, a rate of profit that immediately elicited a
second expedition under the command of Pedro Alverez Calbral. Calbral was able
to strike an agreement with the Hindu ruler of Calicut allowing him to purchase
a Afactory,@ or
warehouse, where he left fifty four merchants to buy and store spices when the
cost were low. But when he pirated a Muslim ship for its cargo of spices,
the Muslims retaliated by destroying the
Portuguese factory and killing the merchants who lived there. Da Gama then
returned to India on his second voyage in the guise of the wrath of God. He
reduced Calicut to rubble with the mounted canon of fifteen ships. When he
captured several Muslim vessels, he cut off the hands, ears, and noses of some
eight hundred of their crewmen, sending the body parts to Calicut=s zamorin as an ingredient for his Acurry.@
By
applying or threatening similar forms of naval force and general brutality, the
Portuguese were able to dominate strategically located ports up and down the
coast, thereby wresting control of the spice trade from the Muslims. The
architect of this achievement was Dom Affonso d=Albuquerque,
the second viceroy. From 1509 to 1515, he was able to secure the foundations of
Portugal=s commercial power in India by gaining naval command
of the entire Indian Ocean. He also learned to manipulate communal tensions in
a way the British would later master: in those parts of India Albuquerque directly controlled, no
Muslim was allowed to hold office of any kind, though a Hindu police force was
created. In addition to excluding the Moors from even token forms of political
power, the Viceroy dreamed of using India as a power base for more dramatic
assaults against Islam. He had plans to dry up Egypt by diverting the Nile, and
to steal the remains of the Prophet from Mecca. Such were the lurid medieval
fantasies that accompanied the birth of the modern capitalist market.
4.
Odyssean
monsters and the Golden Race, Gog and Magog and the Garden of Eden, Saint
Thomas and Prestor John: all are dreams of India, but they occurred in the
heads of Europeans. For the cultures that entertained these notions, there was,
of course, nothing dream-like about them. They were the results of the
application of deeply rooted and normally unquestioned mythical frameworks to a
country that was too remote in any case for first hand experience to challenge
them. The metaphor of India as a Aland of
dreams@ is one that we now apply from an external
perspective to the views of the subcontinent current at first in ancient
Greece, and then in Europe properly so-called from the Fall of Rome until well
after da Gama=s landing at Calicut. However, as the capitalist world
system grew older and imperialist domination deepened, the metaphor of the Aland of dreams,@ as well
as similar tropes involving the marvelous, the fantastic, the mythical, the
wildly imaginary, were developed explicitly and with a considerable degree of
reflective awareness by India=s western rulers. But they were supposed to refer, not
to European views of subcontinent, but to the most basic dimensions of India=s understanding of itself and its world. Moreover, in
their dominant versions at least, they were framed in the service of a critique
of Indian culture and society that functioned as a justification of European
hegemony over an increasingly subjugated people.
In
order for the metaphor of a Aland of dreams@ to
count as a critique of India, capitalist society had to shed the medieval
trappings that accompanied its birth and develop cultural and ideological
resources in harmony with its dynamic, world transformative character. The
first stab at such innovation was already underway at the onset of the great
voyages of discovery. At that time, the central figures of the Renaissance were
in the process of rejecting the intellectual standards of the Middle Ages on
the basis of a reappropriation of the heritage of Greek Antiquity. But in spite
of the powerful stimulus to art, literature, and natural science that resulted
from this new appeal to Greek learning, the Renaissance was too embroiled in
mystical forms of neo-Platonism, including occult Hermetic strains, to serve as
a symbolic resource suitable to the essentially prosaic reality of capitalism,
concerned as it was with the instrumental conquest of nature as well as the
careful calculation of gain and loss. It was not until the thinkers of the
eighteenth century Enlightenment launched the second and explicitly
anti-mythical attempt to reappropriate Antiquity that the European core of the
new global economy developed a lastingly significant cultural and ideological
framework.
Hume,
Adam Smith, Diderot, Voltaire, and so on - in other words, the most famous philosophes
on both sides of the English channel - appealed to Greece in their struggle
against the remnants of medieval culture, the enfeebled forces of an old world
that were nonetheless still powerful enough to obstruct the full emergence of a
new one. According to them, Europe had already taken some basic steps to free
itself from the cognitive and social irrationalities of the priest ridden
Middle Ages, including the rise of modern natural science, the establishment of
private property rights, and the comprehension of the true dimensions of the
globe thanks to the great voyages of discovery. But in the universities that
were still dominated by scholastic philosophy, the absolutist courts that
suppressed free thinking, and the remaining feudal barriers to economic
competition and careers open to talent, medieval culture was fighting a rear
guard action against social and intellectual progress. In this battle, it drew
upon an arsenal of notions concerning the unchallengeable truth of biblical
revelation, the metaphysical ground for a rigidly hierarchical social order,
and the divine right of kings - notions the philosophes labeled Asuperstitions,@ that is
to say, myths. In their literary attack against these obstacles to the
improvement of the human condition, the Enlightenment thinkers found a
precedent in Greece, for the ancient philosophers and historians had been the
first to criticize myth in the name of reason. But the philosophes were
more selective in their reappropriation of Greek tradition than the Renaissance
thinkers had been. They rejected Aristotle in toto since his work had
proven capable of being adapted to theological purposes by the medieval
scholastic thinkers, and they had little good to say about Plato since, as we
have seen, he was not willing to counterpose reason and myth so rigidly as the
Enlightenment literati would have liked. They found their heroes elsewhere: in
Socrates who, in their view, had martyred himself to religious obscurantism on
behalf of philosophical reason, and in Thucydides who, to an even greater
extent than Herodotus, had rejected all fabulous elements in the writing of
history.
If
the Enlightenment was more restrictive than the Renaissance in accepting Greek
thinkers into its pantheon of rational minds, in another respect its
reappropriation of the ancient tradition went a good deal further than that of
its predecessor. For the philosophes, the very identity of Europe
assumed definitive form in opposition to that of the AOrient,@ the
world east of Greece. Now it is true that Voltaire expressed admiration for
what he saw as the stably rational bureaucratic structure of Chinese society.
But this was an isolated sentiment, neither taken up by the other philosophes,
nor importantly connected with the rest of his own work. Far more
representative of the Enlightenment view of Asia was Diderot=s treatment of the theme in his essay, Greek
Philosophy. In that piece, he argues that, from their origins down through
the Homeric period, the Greeks shared many of the characteristics of such
Oriental peoples as the Persians, Chaldeans, and Phoenicians. To begin with,
they were mired in fables and myths many of which they had actually acquired
from the East. But they were also the recipients from that quarter of
mathematical, astronomical, and other forms of nascent scientific thought. In
their countries of origin, these sciences were sullied by irrational elements;
astronomy for example was wrapped up with astrological ideas. But in Greece the
rational potential of eastern science was released from the mythical integument
that had hitherto restricted its development: ABarbarians
threw into Greece the first seed of philosophy. This seed could not have fallen
on more fruitful soil,@ because the Greeks had a Aturn of mind quite different from that of the
Orientals.@ In the work of the natural philosophers, but also in
the moral philosophy of Socrates, oriental knowledge was purified of
superstition and incorporated into the foundation of a new rational
culture. This act constituted the birth
of Europe, though the growth of the new culture was blocked by the
recrudescence of eastern (i.e. Palestinian) superstition in the form of
Christianity. The Enlightenment assault against such superstition, against this
late form of oriental myth, is the genuine rebirth of the West.
There
is something amiss with an interpretation that defines European identity on the
basis of rationality but excludes from its conception of reason so much of the
disciplined philosophical thinking that took place in areas claimed for the
West. It is not just that the interpretation rejects as irrational the
religiously based philosophy of the Christian Middle Ages; far more damagingly,
it attempts to construct a history of Greek reason in which its most important
and creative thinkers, Plato and Aristotle, have no place. It is easy to see
from this exclusion that, insofar as it bears on the question of European
identity, the dominant Enlightenment view of rationality is itself a myth in
the original Greek sense of the word, that is to say, a Afalse story.@ This
rather narrow conception of reason may or may not be correct, but it cannot
serve to specify what it means to be a European.
In
any event, most Enlightenment thinkers followed Diderot in defining European
identity in opposition to the supposed irrationalism of the Orient. But that
definition did not necessarily have straightforward imperialist implications.
It is important to recognize that the Enlightenment was an internally contested
body of ideas. It included Adam Smith=s
defense of competition and private property, but also Rousseau=s account of the origins of inequality in a conspiracy
of the rich to dispossess the poor through the invention of property rights.
During the French Revolution, it inspired the moderate liberalism and
constitutional monarchism of the Marquis de Lafayette, but also the
revolutionary republican passion of Robespierre, and even the explicitly
communist agitation of Gracchus Babeuf and the Conspiracy of Equals. The
Enlightenment was just as contested when it came to Europe=s relationship with the non-European world. For example,
Diderot himself wrote one of the earliest and most trenchant condemnations of
western colonialism in his Supplement to Bougainville=s Voyage, an
account of the first contact between French explorers and the people of the
Tahitian islands. His story demonstrates that the criticism of social
institutions that was a major preoccupation of the Enlightenment could always
be diverted from its original focus on feudal oppression in the European
heartland, and directed instead against the destruction wrought on non-western
societies by Europe=s imperial ambitions. But, when applied to the world
beyond Europe, the sword of Enlightenment rationality proved to have a second,
very sharp edge. By defining itself as a mode of being radically different from
eastern myth, enlightened thought was capable of functioning as an alibi for
Western domination of the supposedly benighted peoples of the East.
5.
The
new British rulers of India were not slow in availing themselves of the alibi.
Unlike Catholic Portugal at the time of da Gama=s
voyage, the England that conquered India in the eighteenth and nineteenth
centuries was an Enlightenment culture. It is no accident that France as well
as England (drawing, as the dominant member of the British isles, on a
reservoir of Scottish intellectuals such as Hume and Smith) were the primary
epicenters of the Enlightenment. For, following the eclipse of Iberian power
and a hundred year interregnum of Dutch ascendency, England and France were the
main contenders in the struggle for hegemony in the global capitalist system.
The Enlightenment project for a rational reform of social institutions and
intellectual standards was well suited to nations that quite plausibly felt
themselves to reside at the center of a brave new world.
In
order for Europeans to apply an imperialist version of the Enlightenment
project to India, however, they first had to win political as well as economic
control of the subcontinent through less than enlightened methods of warfare,
outright plunder, and shrewd manipulation of the successional, regional, and
communal struggles that characterized the disintegration of Mughal power. It
was frought with implications for the future that, while the French and English
states backed the struggle for India with their fiscal and military might, in
both cases joint stock companies, forerunners of the multinational corporations
of twentieth century capitalism, actually conducted the battle on the ground.
When, with the support of the fabulously wealthy Hindu banking house of Jagat
Seth, Robert Clive of the British East India Company defeated the army of the
Mughal nawab Siraj-ud-daula at the battle of Plassey on June 23, 1757,
he not only became the de facto ruler of Bengal, acquiring a vast
personal fortune in the process. He also gained for England a base of
territorial power from which he demolished the French mercantile and military
enclave at Pondicherry four years later, effectively transforming India into
the Jewel in the Crown of the British Empire. In promoting England=s superiority over France in South Asia, he also
helped secure the former=s overall dominant position in the international
system of capitalist states.
Although
direct Crown rule did not replace that of the East India Company until the
aftermath of the First War of Indian Independence - the so-called AMutiny@ of 1857-58 - Parliament attempted to regulate Company
rule in the broader national interest shortly after the Battle of Plassey. In
the years immediately following the British victory, unfettered exploitation by
Company agents and independent adventurers seeking to emulate Clive=s example of personal self-enrichment brought Bengal
to a condition of famine that claimed one third of its population. In addition,
appropriation by free booting individuals of a good portion of the Bengalese
surplus, not to mention the product necessary for sheer survival, had drained
the Company of the assets necessary to pay the fee it owed the Crown for
granting it a monopoly over Indian exports to England. Pitt=s India Act of 1784 was intended to prevent the
destruction of the human source of exploitable Indian wealth as well as to
ensure the regular flow of state revenue. It established a Crown Board of
Control with administrative authority to override policies set by the Company
Court of Directors, including the ability to recall its Governor-General of
Bengal. Enlightenment schemes for the rational reconstruction of Indian
education, economy, and society were first implemented under the pressure of
Pitt=s and related reforms.
In
1793, Governor-General Cornwallis was able to secure enough votes on his
Council to decree the Permanent Settlement with Bengal=s zamindars, thereby initiating a momentous
transformation in rural property relationships. In their conquest of India, the
Mughal rulers preserved the system of land tenure that had been worked out as
early as the Mauryan period. Peasants were left in effective possession of the
soil provided they remitted one fourth of its product to the Mughal state as
taxation. The zamindars were local notables endowed by the emperor with
the hereditary function of tax farming from specific groups of villages. In
exchange they were allowed to keep a portion of the revenue as well as exercise
judicial power over the peasantry. They did not, however, have the right to
expel the peasants from their land, nor sell it as a commodity in the
marketplace. In this they differed, not only from capitalist landlords, but
also from the European feudal aristocracy. The Permanent Settlement converted
the land into the private property of the zamindars while fixing their
taxes at an annual rate in perpetuity so as to assure them of the fruit of any
improvements they might make. At the same time it turned the traditional
peasant proprietors into tenants, their taxes into rents, and their tenancies
into leases that need not be renewed by the zamindar landlords upon
expiration.
A
great deal of thinking went into the Permanent Settlement, much of it based on
the doctrines of the physiocrats, early political economists who had
collaborated with Diderot on his Encyclopedia. In a debate with
merchantilists who held that the wealth of a nation was essentially commercial
and measurable by its balance of trade, the physiocrats argued that agriculture
was the source of all wealth. As a consequence, the correct property
relationships in the countryside were the key to national prosperity. The model
for these French proto-economists was the English gentleman farmer who enjoyed
free disposition over his landed property and workforce. Though the physiocrats
did not stress the fact, such disposition was the result of a three hundred
year old enclosure movement that had succeeded in privatizing the common lands,
thereby separating the English peasantry from means of production that had
previously been available for their collective use. According to the
physiocrats, the farm owner=s unencumbered rights over his property constituted an
incentive to investment that stimulated the growth of the agricultural product
and hence the total national wealth. Philip Francis, a member of Warren
Hastings= Council, as well as his infamous persecutor, adapted
the physiocratic arguments to the Indian context in a plan for the Permanent
Settlement that was implemented, without credit to Francis, by Cornwallis,
Hastings= successor.
Though
the purpose of the reform was to convert the zamindars into a class of
capitalist farmers beholden to the British for their property and prosperity,
the fixed annual tax proved too high for them to shoulder. Farms fell into
arrears, mortgages were foreclosed, and the properties auctioned on the market.
The estates that had been lost by the Islamic zamindars were then
acquired by members of the Hindu upper castes who had accumulated the necessary
financial means through their service to European commercial houses. This group
of literate brahmins, vaidyas (doctors), and kayasthas (writers) was the core
of the bandrolok elite that had served in the military and
administrative offices of the Mughals. They now entered the professions,
government offices, and schools established by Bengal=s British rulers. The sources of bandrolok
wealth and social authority were therefore two-fold, consisting in both the
possession of landed property and service to the colonialists. But
unfortunately for the agrarian reformers, these two sources proved to be in
conflict. Instead of constituting an entrepreneurial class of resident
capitalist farmers in accordance with physiocratic doctrine, the bandroloks,
who lived at the center of colonial power in Calcutta, were absentee landlords,
content to extract surplus from their tenants through rent racking rather than
investing in the expansion of agricultural production. Still, by reason of
their social and economic ascendency, the bandrolok class and caste
elite as well as its equivalent in other parts of British India became the
privileged focal point for further attempts at colonial reform.
Loss
of their American colonies had taught the British the importance of cultivating
a part of the native population who had a stake in colonial rule because their
social fortunes depended upon the system it established. But the nature of that
cultivation was a topic for debate, especially concerning an appropriate system
of formal education. What was the best method for producing in the elite the
knowledge and bearing required to mediate British rule successfully to the
nonliterate masses? At first there was a tendency on the part of the East India
Company to refrain from interfering with the traditional cultural sources of brahmin
and Islamic authority. There was even a certain romanticizing admiration for
the Aancient wisdom of the East,@ represented most energetically by Sir William Jones,
poet, scholar of Persian and Arabic, originator of western Sanskrit studies,
founder of the Asiatic Society of Bengal, and member of the colonial Supreme
Court. As Governor-General, Warren Hastings, who himself spoke Persian,
Bengali, and Urdu, encouraged Jones= work.
He also patronized a translation of the Bhagavad Gita by William Winkins,
supported a compilation in English of Hindu law, and established a Muslim
College of Arabic studies at Calcutta. Jones, Hastings, and like minded
Englishmen have come to be called AOrientalists,@ not only because of their pioneering efforts in establishing
that western academic discipline, but also because of the role their proteges
later played as advocates of traditional learning in the debate over Indian
education.
Strictly
speaking, the debate began in the third decade of the nineteenth century while
Lord William Bentinck was Governor-General. But the way for it was prepared a
decade and a half earlier by James Mill, friend of Jeremy Bentham and father of
John Stuart Mill. These three men were the creators of that late version of
Enlightenment thought, utilitarian moral philosophy, but the elder Mill was the
one who applied its precepts to a reconstruction of Indian ideas. The title of
the work concerned is A History of British India, but this is
misleading, since its first part deals with the subcontinent before the British
arrival. In that context Mill produces a withering assessment of the culture of
South Asia.
The
vantage point Mill assumes is that of a representative of the progressive,
liberal wing of the English bourgeoisie, or, in the parlance of the time, the Amiddle class.@
Although in domestic politics he was an advocate of universal manhood suffrage,
he argued for it on the grounds that it was compatible with the continued rule
of the educated and propertied class of professionals, commercial farmers, and urban businessmen who had first gained
control of the British state in the seventeenth century under the Protectorate
of Lord Cromwell. For Mill, the middle class is the only group in society with
an interest in preventing the body politic from descending into the tyranny of
aristocratic and monarchical despotism on the one hand, and the anarchy of mob
rule on the other. In their individualism, advocacy of careful reform, and
shrewd calculation and pursuit of economic advantage, the most forward looking
members of that class seemed to Mill personal embodiments of the principle of
utility first formulated explicitly by his philosophical mentor, Jeremy
Bentham. When Mill applies that principle to the evaluation of traditional
India, he is, in his own understanding of the matter, measuring its
intellectual and other forms of culture against an external criterion, one
exhibited by the way of life of the progressive sector of the British
bourgeoisie.
In The
History of British India, he articulates his standard of evaluation quite
clearly:
In looking at the pursuits of any nation, with a view
to draw from them indications of the state of civilization, no mark is so
important, as the nature of the End to which they are directed.
Exactly in proportion as Utility is the object
of every pursuit, may we regard a nation as civilized. Exactly in proportion as
its ingenuity is wasted on contemptible or mischievous objects, though it may
be in itself an ingenuity of no ordinary kind, the nation may safely be
denominated barbarous.
In
Bentham=s formulation, the principle of utility is a criterion
for evaluating actions, institutions, and social policies according to their
tendency to Aaugment or diminish the happiness of the party whose
interest is in question.@ The party concerned is either the individual or
society, the latter, according to Bentham, being a simple collection of
individuals, possessing no reality greater than the sum of members who comprise
it. AHappiness@ is
equivalent to the pursuit of pleasure and avoidance of pain, sensations that
lend themselves to a quantitative calculus of intensity, duration, certainty,
and proximity to the present moment. For Bentham, this is a chief virtue of the
utilitarian standard, since it renders it perfectly definite: in deciding
between rival policies or courses of action, choose the one that maximizes the
pleasure and minimizes the pain - along each of the relevant quantitative
gradients - of the individual or group of individuals involved.
The
principle of utility, however, is not only an evaluative standard. It is also a
real psychological force, an operative cause of action: ANature has placed mankind under the governance of two
sovereign masters, pain and pleasure. It is for them alone to
point out what we ought to do, as well as to determine what we shall do.@ Since pleasure and pain are real causes and not only
imperatives, since they account for what people actually do and not merely for
what they ought to do, it is difficult to see why the principle of utility
needs the advocacy of philosophers, for it seems impossible for anyone not to
abide by it. Bentham is aware of this quandry, and responds by arguing that,
while no one can avoid the motivating impact of pleasure and pain, it is
possible to be confused about the nature and origin of these sensations. He
gives as an example the apparent inverse of the principle of utility, that of
asceticism, of minimizing pleasure and maximizing pain. There have been two
traditional proponents of the ascetic principle: uneducated religious people
and educated philosophers. The former renounce pleasure and embrace pain
through fear of a greater degree of pain at the hands of an angry god or gods.
The latter do so as a result of the pursuit of the pleasure that comes from
reputation and honor in the eyes of those who believe asceticism to be enjoined
by divine power. Thus neither proponent of asceticism actually violates the
principle of utility, but the expression of that principle is distorted by
ignorance and a false view of reality.
Though
he does not refer explicitly to Bentham=s
example, it is the paradigm Mill follows in his assessment of Indian culture.
Like everyone else, Indians seek to experience pleasure and avoid pain. But the
fear, gullibility, and imaginative excesses of the benighted masses on the one
hand, and the calculating opportunism of the brahminic priest-philosophers on
the other, has resulted in a culture where reason and moral improvement hold
little sway. According to Mill, from the era of the initial voyages of
discovery, Europeans have had a tendency to attribute to India a much higher
degree of civilization than it really possesses. This is due in part to the
fact that they have contrasted India with the New World which was discovered
simultaneously. When measured against the savage tribes of the Americas, India
seems a place of advanced cultivation and learning. But it is in fact a society
frozen in time. Anyone who reads the accounts of Megasthenes can see that it
has not changed in any fundamental way since at least the fourth century B.C., and probably a good deal earlier. For that entire
span, it has been struck at a very early stage in the transition from savagery
to civilization.
Mill attempts to demonstrate the Arude,@ or primitive, character of Indian civilization with
respect to its law, forms of government, literature, science, religion, and
conception of history. In its religion, in particular, we can see Bentham=s unhappy collaboration of fearful and credulous
masses and unscrupulous philosopher-priests that leads to perverse distortions
of the principle of utility. A numberless pantheon of grotesque divine beings
coexists with an emphasis on the exalted power and omniscience of Brahman, but
the two are not really at variance, since, contrary to a widespread
misconception, Brahman does not refer to the oneness of God. It is rather a meaningless
term of exaggerated flattery applied to various gods in an attempt to placate
them, and developed into a complicated and arcane style of thought by the
leisure caste of brahmins. The real source of brahminical power, however, lies
in their control of the deeply absurd though elaborate and expensive set of
rituals required of ordinary believers to insure good fortune by propitiating
the gods. One particularly appalling expression of the irrational religious
propensities of the Hindus is the dreadful penance, the ingenious forms of
self-inflicted torment, invented and practiced by the AFakeers.@ These
experts in techniques of mortification carry the ascetic principle to a further
degree of expression than even the wildest extremists of other religions.
In
Mill=s account, there is no compensation for religious
irrationalism in the other branches of Indian culture. India=s law is marked by the most barbarous disproportion
between offence and punishment, its literature consists wholly in poetry of the
most childish, insipid, fantastic, and incoherent sort, and, apart from certain
rudimentary advances in mathematics, it has no science to speak of, confusing,
for example, empirical rules of thumb and astrological procedures with genuine
knowledge of the heavens. Its system of traditional education is primitive, its
vernacular tongues crude beyond belief, and even its learned Sanskrit language
over complicated by frivolous grammatical distinctions as well as an ambiguous
and redundant vocabulary.
Most
important for our own discussions in subsequent chapters, Mill claims that
India has no historical books at all, an understandable state of affairs since
the country has not changed for thousands of years. In place of a real and
sober understanding of historical time, Indian tradition offers instead a
wildly inflated chronology, a purely imaginary history divided into monstrous
periods, fantastic yugas, of 3,892,911 - 1,728,000 - 1,296,000 - and
864,000 years. In short, everywhere we turn in the native culture of India, we
encounter crudity, distortion, credulousness, and unrestrained imagination.
It
does not worry Mill that he judges India in relation to an external standard.
For him the principle of utility is not only an expression of the way of life
of the British liberal middle class; it is also a universal principle of
rational action. (He does not understand, of course, that the extreme
individualism of the utilitarian perspective is by no means universal, but has
its historical precondition in the existence of a competitive, antagonistic
market). Neither does it worry him that he is unable to read Sanskrit, speak
any of the vernacular tongues, nor that he has never set foot on the
subcontinent. Consultation of the records of the East India Company, of the few
translations of Sankrit literature that existed at the time, and interviews
with British subjects who had returned from India were for him sufficient to
serve as the empirical base for one of the most unsparing condemnations of an
entire culture ever produced under the rubric of historical writing. The East
India Company was not troubled by Mill=s
methodology either. As the author clearly states in the introduction to his
book, the basic purpose of The History of British India is to debunk the
Orientalist notion, entertained by such as Warren Hastings and Lord William
Jones, that India enjoyed a high civilization of great antiquity. Only when
disabused of this illusion could the British govern their South Asian colony
well. In the first decades of the nineteenth century, an influential faction of
the Company was inclined to agree. It adopted Mill=s History as a textbook for inculcating in its
functionaries the presuppositions necessary for effective colonial rule.
Mill
never personally carried his message to India, though, on the strength of his
book, he was given a post in the examiner=s office
of the East India House. Thomas Babington Macaulay played the role of Mill=s surrogate, making his argument for him on the
subcontinent. This is something of an irony. Though Macaulay was a liberal like
Mill, he was also an opponent of utilitarianism. Under the influence of Edmund
Burke=s critique of the French Revolution, he distrusted
appeals to abstract a priori principles such as utility, and adopted
instead a careful empiricist approach to moral and political questions. But his
own progressive version of what we normally think of as the conservative
Burkean orientation did not leave him with any desire to ground colonial policy
in traditional Indian institutions or systems of thinking. He rejected Mill=s utilitarianism, but accepted his condemnation of
Indian culture in its entirety.
The
general context for Macaulay=s intervention was the debate on the system of
education designed to school the Indian elite that took place in 1832. Its
immediate occasion was a legal question concerning which Macaulay gave his
opinion in a famous minute in his capacity as Legal Member of the Council of
India. The Act of Parliament that had renewed the charter of the East India
Company in 1813 had also set aside a lac of rupees Afor the revival
and promotion of literature and the encouragement of the learned natives of
India, and for the introduction and promotion of a knowledge of the sciences
among the inhabitants of the British territories.@ At the
time the Act was passed, Hastings= policy
of supporting Sanskrit and Persian studies still prevailed. The funds sustained
Sanskit and Persian colleges at Dehli, Banaras, and Calcutta. The point of law
at issue was whether the current Governor-General had discretionary power under
the Act to switch the funds from their current use to support of studies by the
Alearned natives@ in the
English language. Macaulay argued that Parliament had had no intention of
restricting the money to instruction in the ancient scripts of Hindu and
Islamic India, but merely of supporting the general goal of educating the
indigenous elite. In other words, the money could be used any way the
Governor-General in Council decided, so long as it was directed to such
education. But more important than his legal opinion was the position that
Macaulay proceeded to take in his minute concerning the substantive dispute
that had raised the point of law in the first place, that between the
Orientalists of Hastings= and Jones= ilk and
the so-called AAnglicist@ critics
of Indian language and culture.
In
siding with the Anglicists, Macaulay marshaled the arguments against indigenous
literature, science, religion, and grammar that he had learned from Mill=s History. Though he did not add anything new
to these arguments, he did manage to boil them down rhetorically into a pithy
and memorable assertion: Aa single shelf of a good European library [is] worth
the whole native literature of India and Arabia.@ Where
Macaulay went beyond Mill was in his application of the latter=s critique to the training, not of British agents of
the East India Company, but of native surrogates for European rule - the class
and caste elite who had their origin in the Permanent Settlement as well as
professional and administrative employment in colonial institutions. Macaulay
was admirably frank about his reason for advocating withdrawal of funding for
the Sanskrit and Persian colleges and its application to a new system of
education, one conducted in English and designed to convey the science,
history, moral philosophy, and imaginative literature produced in that
language:
We must
at present do our best to form a class who may be interpreters between us and
the millions whom we govern; a class of persons, Indian in blood and color, but
English in taste, in opinions, in morals, and in intellect.
His
Lordship Governor-General Bentinck was swayed by Macaulay=s version of Mill=s
arguments and ordered the requisite fiscal and institutional rearrangements.
Thus began, under enlightened liberal auspices, the cultivation of an educated
indigenous class regarded by the British as a reliable agent of colonial rule
to the precise degree that it was alienated from the intellectual resources of
its own country.
6.
Though
they opposed English language instruction, the Orientalists were not critics of
colonial domination. Their dispute with the Anglicists concerned neither the
right of the Empire to exist nor the need to cultivate an indigenous elite, but
only the kind of educational preparation necessary if the natives selected were
to represent British interests effectively. The reason for their support of
Sanskrit and Persian studies was their belief that a stable colonial order
could only rest on the foundation of an undisturbed society and culture. For
them there was no conflict between British rule and an indigenous elite whose
source of authority consisted in learning based on the ancient texts; the
former in fact depended upon the latter.
The
Orientalists might have lost the debate over the design of the colonial
educational system, but they and their intellectual successors shaped western
conceptions of India in important ways. As we shall see in our discussion of
Max Müller=s work in a later chapter, Orientalism, especially in
the form of Indology, became a new discipline in western universities, one that
had a profound impact on several specialized fields, including philology,
philosophy, prehistory, and the history of religion. But from the time of
Hastings and Jones, the Orientalists also contributed to a romanticized view of
India that worked its powerful influence on the European (and American)
imagination well beyond the halls of the academy. Among others, Wordsworth,
Emerson, and Schopenhauer (none of whom were university professors) were
enamored of the Sanskrit texts that were slowly being translated into western
languages and attempted to incorporate them in a positive fashion into their
own work. But by far the most influential appropriation of Indian tradition
outside the academy occurred at less respectable hands in the second half of
the nineteenth century.
The
stage was set by momentous cultural and political movements. The Romantic
reaction against the Enlightenment had been in progress for nearly a hundred
years, emphasizing the importance of folk traditions in contrast with urban
sophistication, a poetic approach to life against rationalist abstractions, Aspiritual@ or Ametaphysical@ themes
against a narrowly conceived science, and exotic places and events in contrast
with the ordinary, the familiar, the mundane. Each of these emphases originated
in a rejection of the tendency of capitalist society to narrow and distort the
full range of human experience by means of its fragmentation of the labor
process, its penchant, especially in the nineteenth century, for industrial
mastery of the natural world , and its overriding obsession with the careful
calculation and quantitative expansion of economic value. The appeal to the Aancient wisdom of the East@ was in perfect accord with the Romantic revolt
against what William Blake called Aone-eyed
vision.@
Just
as Romanticism reached the height of its cultural influence, the Revolution of
1848 broke out all over Europe. In the cities, middle-class radicals fought for
the creation of representative assemblies elected by universal manhood
suffrage, while workers and artisans marched under the red flag of the Asocial republic,@ a new
order based on the redistribution of wealth as well as the exercise of
democratic rights. In the countryside, exploited peasants struggled to break
the final links of statutory obligation in the feudal chains that still bound
them to their aristocratic landlords. Finally, in such places as Italy, Hungary,
and Poland, oppressed nations rose against foreign domination in what became
know as the Aspringtime of the peoples.@ Although the Revolution was unprecedented in geographical
reach and number of people involved - it engulfed more than fifty European
states - it was nevertheless defeated everywhere by the armed might of the
existing monarchies and multi-national empires.
During
the period of reaction that followed, the utopian expectations that the
Revolution had aroused - especially those belonging to the lower middle class
of professionals and small property owners - began to express themselves in
nonpolitical ways. Hopes deferred by counter-revolution mingled with the aging
influence of Romanticism to produce a variety of strange phenomena. Following
its initial appearance in America, the spiritualist fad caught on in Europe. In
England as well as the Continent, mediums conducted seances in which they acted
as entranced mouthpieces for the spirits of the dead, also allowing them to
manifest themselves in quasi-physical, Aectoplasmic@ form. The souls of the dearly departed not only made
contact with their loved ones in this striking fashion; they also hinted at the
advent of a new era in which the living as well as the dead would share the
inexpressible joys of ASpiritland,@ a sort
of astral utopia. The spiritualist community was thrown into an uproar when, in
the 1870s, the expatriate daughter of a Russian nobleman announced that run of
the mill mediums had only penetrated the most superficial layers of the Ametaphysical@ realm.
Madam Helena Petrovna Blavatsky was in contact with no ordinary phantoms, but
with the Great White Brotherhood of Masters, or Mahatmas. The Masters were
members of a secret order located in the fastness of the Himalayas who
preserved the esoteric Awisdom-religion@ that
was in fact the inner core of all genuine philosophies and faiths. Though they
were immaterial beings of enormous occult power, they were capable of assuming
temporary physical form in order to guide the spiritual development of the
human race. Blavatsky herself had been in psychic contact with the Masters
since childhood, but was first approached materially by one of their number at
the World Exposition of 1851 held in London. For the purposes of the meeting,
the Mahatma Morya, whom Blavatsky called Master M, manifested himself in the
body of a Rajput prince. The Madam was also later approached in physical form
by Koot Hoomi, Master KH, who assumed the shape of a blue eyed Kashmiri
brahmin. These Masters communicated to her the Secret Doctrine which she then
conveyed, but only partially, to the members of her newly formed Theosophical
Society.
Though
the Doctrine was the well of Truth from which all spiritual traditions drew, it
had been compromised in the West by religious intolerance as well as a
fashionable scientific materialism. One needed to turn to the East - especially
to Hinduism and Buddhism - in order to grasp something of its original
splendor. It was for this reason that, when Blavatsky=s attempt to establish her movement in the United
States produced only mixed results, she decided to relocate the home of the
Theosophical Society in India. She arrived in Bombay in 1879 with her associate
Colonel Henry Olcott, and soon established a substantial following among
Anglo-Indians as well as the indigenous population. She accomplished this feat
by publishing a successful magazine, The Theosophist, and, more
dramatically, performing miracles in which she materialized such objects as
jewelry and teacups, summoned music out of thin air, and Aprecipitated@ letters
directly from the Masters to especially promising Initiates. (In a famous
scandal, enemies in her own camp revealed the source of her magical power when
they took the press on a tour of the shrine where she performed many of her
wonders, and demonstrated that its cabinet was equipped with numerous false
panels).
The
message that Blavatsky brought to India was a somewhat radicalized version of
Orientalism. She argued that Indians had been estranged from their own
traditions by their colonial masters. The Theosophical Society would act as the
instrument for reviving the ancient wisdom of the subcontinent. There is no
doubt that this message had a certain subversive potential. Blavatsky was carefully
watched by the colonial intelligence service, which suspected her of being a
Russian agent intent on stirring the natives against British authority. More
concretely, when she and Olcott visited Ceylon in 1880 in order to establish a
branch of the Theosophical Society, they spoke openly in support of Buddhists,
opposing their exclusion from the educational system and government employment
by a regime that embraced Christianity as a virtual state religion. Olcott also
set up an effective Buddhist Defense Committee in Ceylon, and intervened with
the Foreign Office on behalf of the monastic community when he returned to
London. Theosophy thus had more than a passing connection with local
nationalist forces.
Nonetheless,
Blavatsky claimed a final authority over the meaning of the Indian spiritual
tradition. The Secret Doctrine was explicitly conveyed in neither the Hindu nor
Buddhist scriptures. In order to reveal their true depths of wisdom, to unlock
their hidden core, someone in direct contact with the Masters had to interpret
the texts esoterically. That person of course was Blavatsky. She did not
hesitate to dispute with defenders of Hindu and Buddhist orthodoxy on the
grounds of her superior psychic insight into the eternal Truth that lay beneath
the surface of the sacred books. The natives had no advantage in interpreting
their ancient writings. After all, even the Mahatmas had abandoned India for
the inaccessible wilderness of Tibet, from whence they chose to communicate
with, not an Indian, but the daughter of a Russian nobleman. As an official
biographer later wrote, the Masters: Astarted
their unique work by training H. P. Blavatsky, as a European, to bring the
Western initiative and energy to awaken the East from its spiritual lethargy
and to share with the world some of the buried treasures of the ancient wisdom.@ Her mission was to Aawaken
the dreamy Aryans@ from their long and undisturbed slumber. In the
process, Indian tradition would be revived in opposition to the British
colonialists, but its significance and ultimate fate would remain in the hands
of a European adept.
In
addition to her activities on the subcontinent, Blavatsky communicated some of the
secrets of the Hindu and Buddhist scriptures to westerners in a series of
baroque writings that deeply influenced such notable figures as Alfred Russell
Wallace, Darwin=s collaborator, and William Butler Yeats. But the most
remarkable transmission of Indian tradition to the West occurred after
Blavatsky=s death, when her successors, Annie Besant and C.W.
Leadbetter, brought the young Krishnamurti to England.
Krishnamurti
played his Theosophical role in the context of Besant=s and Leadbetter=s
messianic expectations. In the undernourished brahmin boy of riveting good
looks, they saw an avatar of the Bodhisattva, Lord Maitreya, the World Teacher
come to rescue humankind from ignorance. They convinced the boy=s father to give them legal custody of his son (a
decision he later regretted and tried to reverse in the courts, though
unsuccessfully), and began an arduous regime of esoteric training to prepare
him for his exalted mission. When he reached the age of sixteen in 1911, his
new guardians took him to England where they provided him with an elite
education and groomed him as a proper gentlemen. The handsome, well dressed,
croquet-and-tennis-playing Messiah made quite a stir in middle class society,
in particular eliciting the maternal concern of older women. As a result of the
impact of his charismatic journey to the West, membership in the Theosophical
Society more than tripled over the course of the next decade, growing from
sixteen to forty five thousand. The message that he conveyed to Europe was
still the one Blavatsky had pioneered, though it was taught to him directly by
the Masters, whom he visited regularly in his astral body.
In
his twenties and thirties, however, Krishnamurti underwent a series of painful
psychological crises, the result no doubt of having been abruptly uprooted from
his own society and set down in the eye of the storm of the increasingly
acrimonious and faction ridden Theosophical movement. Besant and Leadbetter had
made him the head of an esoteric society within Theosophy called the Order of
the Star of the East, the purpose of which was to prepare for his messianic
mission. But when the World Teacher addressed its annual meeting in Holland in
1929, he shocked the esoteric world by announcing that he was dissolving the
Order. He upbraided the three thousand assembled members for slavishly tying
their spiritual progress to authoritarian personalities and organizations:
I
maintain that Truth is a pathless land, and you cannot approach it by any path
whatsoever, by any religion, by any sect. ...A belief is purely an individual
matter, and you cannot and must not organize it.
All organizations are
crutches that constrain the individual and that:
...prevent
him from growing, from establishing his uniqueness, which lies in the discovery
for himself of that absolute, unconditioned Truth.
With
this declaration, Krishnamurti bid farewell to Messiahhood, the Masters, the
Order of the Star of the East, and the Theosophical Society. But he did not
abandon the goal of helping people find their own way to liberation. He moved
to California whose rootless, free floating citizenry matched his own sense of
cultural dislocation, as well as his emphasis on the purely individual
character of spiritual freedom. He spoke against any form of social or
political engagement, regarding even the Second World War as nothing worth
bothering about, an irritating distraction from the task of achieving inner
freedom and peace. He had no trouble finding an audience on the West Coast as
well as other parts of the United States. His books and lectures, along with
donations from wealthy benefactors, gained him, or rather the Krishnamurti
Foundation, a sizeable fortune.
This
chapter has now come full circle. Once Enlightenment ideology had helped secure
the foundations of capitalist society, its rulers were uninterested in
preventing the return of a good part of its population to the mythic themes of
the past. In particular India became the Land of European Dreams once again.
What is the Great White Brotherhood of Masters, or Mahatmas, for example, but the
Hesiodic Golden Race that the ancient Greeks had located in the East, that the
medieval Christians had identified with the original inhabitants of the Garden
of Eden, and that had now reappeared in the very different world of the late
nineteenth and early twentieth centuries?
Who was Krishnamurti but the wise and wealthy brahmin of Megasthenes= description, come to peddle his spiritual wares in
the capitalist marketplace?
Marx
saw capitalism as the most rational of class societies, the first social order
based on the mastery of nature and the ruthless destruction of traditional
religious and mythic norms. But he also saw it as a mystified, enchanted
society where relations between people take on the phantasmagorical form of
relations between things, where commodities lead a ghostly life of their own.
It is not surprising that in California, birthplace of the mass media and
consumer market, the eastern Ghost of Theosophy and its aftermath should join hands
with the Commodity Fetish and the two together dance their spectral waltz. The
party is still in progress under the aegis of the New Age Movement in which a
variety of gurus, domestic and imported, have followed the trail Krishnamurti
blazed, this time in the wake of the disappointed revolutionary hopes of the
1960s. As in the case of the former Messiah, the Indian traditions present day
gurus teach for a price are detached from politics and history, weightless gems
of Eternal Truth pitched to the detached consumers of advanced capitalist
society. But in fact these traditions, when genuine, had a very different sort
of origin. They were the collective and often contested achievements of real
embodied people who developed their powers, including their powers of thought,
in the course of their difficult struggle with the natural world as well as
with one another.
Still
the conception of an ageless Wisdom Religion, an incorruptible, ahistorical
Truth, is only one pole of the dominant western misunderstanding of India. The
other pole is the idea Mill and Macaulay established of a stagnant, irrational
culture entranced by its own vain fantasies. At both poles, India is a Land of
Dreams, a Land Without Genuine History. It is time now to pursue this theme in
the work of some of the most influential thinkers of modern Europe.